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Services to Stock Brokers

Advising on Setting up Stock Broking Activities on a turnkey basis. (Including Registration, Documentation and Process Manuals).
Drafting and designing of Client Registration Form and Agreements.
Internal as well as concurrent Audits as required by regulators.
Half yearly audit as required by CDSL/NSDL
Net worth and other Certification
Consultancy services for setting up of Portfolio Management Service including SEBI Registration and Renewal.
Statutory Audit of Portfolio Manager.
Certification of the Disclosure Document required as per SEBI Regulations.
Audit and certification of each individual PMS client.
Yearly certification of the Management’s assertion on compliance with SEBI (Portfolio Manager) Regulations, 1993